معرفی
Steven A. Cardozo is the Founder and CEO of FiSolve, an outsourced provider of COO, General Counsel, and Chief Compliance Officer services. He holds an adjunct professorship at Cardozo School of Law, teaching courses in negotiation and dispute resolution. With over 25 years of experience, he has served in senior roles at the SEC, large law firms, and as COO, General Counsel, and CCO of a prominent money management firm. His expertise spans regulatory compliance, securities law, and dispute resolution, bolstered by board roles such as director of an Irish UCITS fund complex and contributions to the SEC’s Asset Management subcommittee.
- Education: J.D., Benjamin N. Cardozo School of Law (1998)
Research interests focus on compliance frameworks for financial institutions, regulatory enforcement, and alternative dispute resolution mechanisms. He has trained SEC Enforcement Division staff and frequently speaks at industry events on compliance and legal strategies.
No scientific awards or grants are explicitly mentioned. His advisory work includes clients across hedge funds, mutual funds, and UCITS, emphasizing practical problem-solving in complex regulatory environments. FiSolve serves as his primary professional entity, offering tailored solutions to elevate client operations and regulatory compliance.
