معرفی
James Anthony Fanto serves as the Florence Rogatz Visiting Professor of Law at Yale Law School and the Gerald Baylin Professor of Law at Brooklyn Law School. He also teaches at the FINRA Institute at Georgetown University’s McDonough School of Business. His primary affiliations include co-directing the Center for the Study of Business Law and Regulation at Brooklyn Law School.
Education:
- B.A., University of Notre Dame (1973)
- M.A., University of Michigan (1975)
- Ph.D., University of Michigan (1988)
- J.D., University of Pennsylvania Law School (1985)
Research focuses on securities regulation, compliance frameworks for financial institutions, corporate governance, and legal aspects of broker-dealer operations. His works emphasize practical guidance for regulatory compliance programs and interdisciplinary approaches to corporate law.
Publications include seminal books on compliance, corporate law, and securities regulation, reflecting his expertise in bridging legal theory with real-world regulatory challenges. He has contributed to the American Law Institute’s Principles of the Law: Compliance and Enforcement for Organizations and edits an interdisciplinary corporate and financial law journal.
Labs/Teams: Active in the Center for the Study of Business Law and Regulation and the FINRA Institute, focusing on regulatory training and compliance education for financial professionals.
